Latest Posts
Governance & Regulations
On May 5, 2026, the SEC proposed amendments to give public companies the option to file one semiannual report, on a new Form 10-S,...
Governance & Regulations
US Settled
When choosing providers to submit investment-related class action claims, institutions are often ‘penny wise and pound foolish.’...
Global Recovery
US Settled
The following article was originally published in the American Bar Association's Litigation Section on Nov. 4, 2025 and has been...
Global Recovery
US Settled
The following analysis was originally published in the American Bar Association's Litigation Section on Nov. 4, 2025. The article is now...
SEC Fair Funds
At a recent SIFMA Corporate Actions conference, I shared insights on the growing complexities surrounding SEC Fair Fund distributions....
Governance & Regulations
On September 30, many of you likely read the Wall Street Journal Editorial Board’s opinion piece entitled The SEC’s Class Act on...
FRT Insights
US Settled
In Part 1, we clarified how terms like “No Claim Form” and “Direct Payment” reflect the underlying causes of action and shape...
FRT Insights
SEC Fair Funds
US Settled
As the universe of settlement types expands in securities litigation, investors are increasingly less certain about the meaning of terms...
Investment Operations
US Settled
“Life is like a pendulum, it has its swings and rhythms."
-Albert Camus, French Philosopher
The Delaware Chancery Court and state...
Global Recovery
Governance & Regulations
Recovery efforts in some countries outside the U.S. have proven challenging, with some of the successes there smaller than expected....