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No Claim Required SEC Fair Funds US Settled
May 26, 2026
Jenn Rothenberg
SIFMA Ops 2026: The Growing Operational Risk in No-Claim and Direct Payment Recoveries
Earlier this month at SIFMA Ops, Emily Fortin, Director of Product Strategy at FRT, and Jatan Pathak, Head of Data Managed Services,...
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SEC Fair Funds
October 27, 2025
Mike Lange, Esq.
SIFMA Corporate Actions – Class Actions Panel: Navigating the Evolving Landscape of SEC Fair Funds
At a recent SIFMA Corporate Actions conference, I shared insights on the growing complexities surrounding SEC Fair Fund distributions....
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FRT Insights SEC Fair Funds US Settled
September 2, 2025
Mike Lange, Esq.
Coming to Terms: Clarifying Settlement Nomenclature (Part 1)
As the universe of settlement types expands in securities litigation, investors are increasingly less certain about the meaning of terms...
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FRT Insights SEC Fair Funds
August 26, 2024
Alec Shirkey
SEC Fair Funds: Strategies for Solving 3 Key Recovery Challenges
SEC Fair Funds resemble standard securities class actions settlements, but their goals and the parties involved differ. Most notably for...
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Governance & Regulations SEC Fair Funds
The Supreme Court issued a recent decision in SEC v. Jarkesy regarding Fair Fund enforcement.
July 26, 2024
Mike Lange, Esq.
New Era of SEC Fair Funds Enforcement Brings Hope for Claimants
Over the past several years, SEC Fair Funds have posed significant participation challenges for institutional investor claimants. This...
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Antitrust Global Recovery SEC Fair Funds
July 19, 2024
Alec Shirkey
Key Takeaways from FRT’s 2024 Mid-Year Shareholder Litigation Outlook
Halfway through 2024, which shareholder recovery trends and court decisions should be on institutional investors' radars? Earlier...
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