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Investment Operations
US Settled
The following is Part 1 in a three-part series examining the increased challenges in today’s claim deficiency process.
Securities...
No Claim Required
SEC Fair Funds
US Settled
Earlier this month at SIFMA Ops, Emily Fortin, Director of Product Strategy at FRT, and Jatan Pathak, Head of Data Managed Services,...
Governance & Regulations
On May 5, 2026, the SEC proposed amendments to give public companies the option to file one semiannual report, on a new Form 10-S,...
Global Recovery
Earlier this month, the Federal Court of Australia ruled in favor of class members in Southernwood v Brambles Limited [1] – a...
Governance & Regulations
US Settled
When choosing providers to submit investment-related class action claims, institutions are often ‘penny wise and pound foolish.’...
Governance & Regulations
Last month, the U.S. Securities and Exchange Commission (SEC) issued its first formal guidance on cryptocurrency classification,...