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Governance & Regulations
May 11, 2020
FRT Admin
What Regulation Best Interest Means for Wealth & Retail Managers
Last month, despite the market disruption caused by the global pandemic, the SEC announced they had no plans to extend the June 30, 2020...
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Governance & Regulations
April 28, 2020
FRT Admin
Part 1: Three reasons why firms are implementing a shareholder litigation policy
In times of increased uncertainty, managing risk becomes even more critical. Ensuring proper procedures and controls are in place across...
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Governance & Regulations Investment Operations
April 22, 2020
Jenn Rothenberg
COVID-19 and its Impact on Shareholder Litigation
The coronavirus (COVID-19) pandemic is impacting and disrupting nearly every business including shareholder...
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Global Recovery Governance & Regulations
March 6, 2020
FRT Admin
The Australian Securities Class Action Landscape: Life without Common Fund Orders
The Australia High Court’s recent decision eliminating the power of lower courts to make common fund orders has proponents on both...
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Global Recovery Governance & Regulations
April 26, 2017
FRT Marketing
Case Spotlight: Class action filed against Australia’s Spotless Group signals shift toward U.S.-style proceedings
CASE BACKGROUND Recently, an open class action was filed against Australian catering and hospitality services company Spotless...
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Global Recovery Governance & Regulations
October 7, 2015
FRT Admin
Thailand’s Class Action Act will be in effect December 8th
Back in April, Thailand passed the Class Action Act, which will be put in effect on December 8, 2015. Prior to this act, Section 53 of...
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