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Investment Operations
November 3, 2020
FRT Marketing
Five Insights into the Advisor-Client Relationship during COVID-19
At the start of summer, we interviewed financial advisors and leaders at wealth management firms to learn how they were responding and...
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Investment Operations
August 25, 2020
FRT Marketing
Securities Class Actions Landscape: Three Trends from H1 2020 for Wealth Managers
Cornerstone Research recently published its Securities Class Action Filings 2020 Midyear Assessment. This blog post distills some of the...
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Investment Operations
June 30, 2020
Jenn Rothenberg
Many Rivers to Cross: How Wealth & Retail Firms are Navigating this New World Order
In March, the global pandemic came into this country like a lion but unfortunately has yet to go out like a lamb. American society—our...
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Uncategorized
April 13, 2020
FRT Admin
Q&A with Sean Cookson, Vice President and Managing Director – APAC at Financial Recovery Technologies: How to Protect Retail Clients’ Assets in Australia’s Evolving Landscape
The Australian shareholder class action landscape has grown significantly over the last several years. It is now the second-most active...
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Investment Operations
March 18, 2020
Jenn Rothenberg
Three Reasons Why Wealth and Retail Investment Firms Should Care about Class Action Recovery
1. Securities litigation is on the rise Last year, there were over hundreds of cases across 15+ jurisdictions with billions in...
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Investment Operations US Settled
March 2, 2020
Jenn Rothenberg
A Primer on Shareholder Class Action Recovery for Wealth and Retail Investment Firms
Every year, millions of dollars in settlement funds are awarded to eligible shareholders as a result of class action lawsuits. Once...
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