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Chief compliance officers (CCO) of broker-dealers and investment advisory firms have seen increased scrutiny in recent years. In the...
There is a common misconception among institutional investors that only positions in common or preferred stocks are eligible to...
The scope of securities class action lawsuit filings continued to expand through the third quarter of 2011, with a concentration on two...
Staying on top of securities class action claim settlements can be frustrating and labor intensive. That task becomes even more...
In speaking with prospective clients, we often hear them say “the only people who get any real money from class action lawsuits are...
If your firm files securities class action claims on behalf of your funds/investors, your goal is to recover all eligible funds, not...