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Case Spotlight
The Securities and Exchange Commission (SEC) recently approved the distribution plan for a $200 million Fair Fund involving Barclays,...
SEC Fair Funds
At a recent SIFMA Corporate Actions conference, I shared insights on the growing complexities surrounding SEC Fair Fund distributions....
About FRT
Press Releases
Having seen the cracks from the inside, Skematic’s founding team is tackling the systemic flaws that have long hindered compliance...
US Settled
A $350 million securities case involving Alphabet paid out to investors in July, headlining new shareholder class action activity in the...
Governance & Regulations
On September 30, many of you likely read the Wall Street Journal Editorial Board’s opinion piece entitled The SEC’s Class Act on...
Investment Operations
US Settled
Earlier this month, FRT attended the PostTrade 360° conference in Stockholm, Sweden, where Shy Benimadhu (Head of EMEA) participated in...