Compliance-Specific Workflow Management
Skematic delivers the first compliance-specific workflow management solution that unites the people, process, and systems across firm-wide compliance.
Built on modern technology, Skematic’s flexible system accommodates everything from out-of-the box configurations for small teams to fully customizable solutions for managing a global compliance footprint across business lines and geographies. By integrating the following modules into a connected framework, teams can anchor their day-to-day actions to an environment that provides transparency and context to all stakeholders.
Policies & Documents
- Risk-based policy mapping and controls framework
- Link and evidence the relationships between regulations, policies, and applied practices
- Version control
- Advanced document library (eliminate the need for internal shares/S Drives)
Activities & Forms
- Map out responsibilities and controls across the full scope of your compliance program
- Real-time collaboration with customizable topics, dependencies, forms, and fields
- Intuitive user interface
- Responsive framework details the supervisory process based on user inputs
Case Management
- Customizable remediation framework for issues identified during the controls process
- Case creation from in-system workflows or third-party tools (e.g., personal trading, portfolio compliance, and communications surveillance systems)
- Captures and consolidates remediation across 100% of the compliance program, regardless of source
Compliance Log & Reporting
- The expected end of the workflow, the Compliance Log, offers a single location for all required items of record
- Streamline the annual review process and leverage reports that clearly demonstrate the complete status of your program
- Provides demonstrable evidence and safeguards processes for future success