Five Insights into the Advisor-Client Relationship during COVID-19
At the start of summer, we interviewed financial advisors and leaders at wealth management firms to learn how they were responding and adapting to these unprecedented times as highlighted in our blog post—Many Rivers to Cross: How Wealth & Retail Firms...
Securities Class Actions Landscape: Three Trends from H1 2020 for Wealth Managers
Cornerstone Research recently published its Securities Class Action Filings 2020 Midyear Assessment. This blog post distills some of the key findings from that report. All trends information and figures are attributed to Cornerstone Research and the Stanford...
Financial Recovery Technologies releases class action website for wealth advisors
SecuritiesClassActionClaims.com - a free resource for advisors powered by Interactive Data’s Class Action Service will help clients address securities class actions
Financial Recovery Technologies, LLC (FRT), a leader in securities class action recovery,...
Increased pressure placed on investment advisor compliance officers
Chief compliance officers (CCO) of broker-dealers and investment advisory firms have seen increased scrutiny in recent years. In the wake of the Dodd-Frank Act, government regulators have increased their oversight of investment firms. The Securities Exchange...
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Differentiate your brand in a competitive marketplace with proactive engagement with your clients about their class action exposure
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Stay ahead of new and emerging class action recovery opportunities to ensure you’re meeting increasing fiduciary responsibilities
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“Knowing this [class action] was FRT’s area of expertise gave me the greatest comfort level when we first decided to start working with them.”
– COO at top 3 Global Wealth Management Firm
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– Global Managing Director at top wealth manager firm
FRT works with 4
of the top 10 wealth managers
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– General Counsel & Chief Compliance Officer at Wealth Management firm