FRT Insights


Quick Clips: What Does it Mean to be a Fiduciary?

As we navigate the first week of January, many of us are contemplating our personal New Year’s resolutions: eat healthier, read more books, cut down on mindless social media, etc.

As you look to develop your 2022 professional goals, we’d like to share clips from our recent webinar, Understanding What it Means to be a Fiduciary – Insights from Former SEC Assistant Director.  The webinar featured Conway Dodge, formerly with the SEC’s Division of Enforcement and currently the Managing Director and Deputy Head of the Americas at Promontory Financial Group.

Click the clips below to hear Dodge’s perspective on the role of a fiduciary, litigation responsibilities of fiduciaries, and institutional investors’ obligations to shareholders.  Interested in the full webinar?  You can access the on-demand here.


Clip 1: “What Does it Mean to be a Fiduciary?”



Clip 2: Roles of Fiduciaries as it Relates to Shareholder Litigation



Learn More about our FRT Insights Series

FRT Insights provides an unbiased and comprehensive overview of what is impacting shareholder litigation and how institutions can prepare, monitor, and maximize this unique asset.  If you are interested in being a potential speaker in future FRT Insights webinars, email us at

About FRT


Founded in 2008, Financial Recovery Technologies (FRT) is the leading technology-based services firm that helps the investment community identify eligibility, file claims, and collect funds made available in securities and other class action settlements.  Offering the most comprehensive range of claim filing and monitoring services available, we provide best-in-class eligibility analysis, disbursement auditing, and client reporting, all while delivering the highest level of accuracy, accountability, and transparency available.  For more information, go to

This communication and the content found by following any link herein are being provided to you by Financial Recovery Technologies (FRT) for informational purposes only and does not constitute advice.  All material presented herein is believed to be reliable but FRT makes no representation or warranty with respect to this communication or such content and expressly disclaims any implied warranty under law.  Opinions expressed in this communication may change without prior notice.  Firms should always seek legal and financial advice specific to their unique situation and objectives.

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