FRT’s Fast Five: Week ending January 25, 2019

Financial Recovery Technologies Fast Five provides you with the top news in shareholder class actions. Stay up-to-date on the latest developments in U.S. claims filing opportunities, Antitrust settlements, Global Group Litigation matters and more. For more information, contact your Financial Recovery Technologies representative or email us.

1. Investor Fraud Suit Against Husch Blackwell, Partner Revived

Husch Blackwell LLP and one of its partners must face revived fraud and negligence claims brought by investors duped in a pharmaceutical investment scheme by a Husch client, after a New York state appellate judge reversed the 2017 dismissal of the suit on Thursday. Click here to read the full article (subscription may be needed).

2. 5 Tips For Tech Companies To Avoid SEC Scrutiny

The nation’s top securities regulator has set its sights on Silicon Valley in recent months, going after initial coin offerings and cybersecurity issues in a way that underscores the need for tech companies that cater to investors to have strong compliance programs, experts say. Click here to read the full article (subscription may be needed).

3. Deutsche Bank Facing Global Scrutiny Over Danske Scandal

Deutsche Bank AG said Wednesday that it has received requests for information from law enforcement agencies and regulators across the globe looking into an alleged multibillion-dollar money laundering scheme at Danish lender Danske Bank. Click here to read the full article (subscription may be needed).

4. Danske Bank Faces Suit In €200B Money Laundering Scandal

Danske Bank AG is facing the threat of a lawsuit over a €200 billion ($230 billion) money laundering scandal after a litigation funder said Tuesday it intends to back a shareholder action against the Danish lender. Click here to read the full article (subscription may be needed).

5. FINRA Targets Online Distribution, Compliance As 2019 Focus

The Financial Industry Regulatory Authority will put a spotlight on online securities distribution platforms and compliance with new rules and disclosure obligations as it looks for the first time toward risk monitoring, the brokerage watchdog said Tuesday in its annual examination letter. Click here to read the full article (subscription may be needed).

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Founded in 2008, Financial Recovery Technologies (FRT) is the leading technology-based services firm that helps the investment community identify eligibility, file claims and collect funds made available in securities and other class action settlements. Offering the most comprehensive range of claim filing and monitoring services available, we provide best-in-class eligibility analysis, disbursement auditing and client reporting, and deliver the highest level of accuracy, accountability and transparency available. For more information, go to www.frtservices.com.

This communication and the content found by following any link herein are being provided to you by Financial Recovery Technologies (FRT) for informational purposes only and does not constitute advice. All material presented herein is believed to be reliable but FRT makes no representation or warranty with respect to this communication or such content and expressly disclaims any implied warranty under law. Opinions expressed in this communication may change without prior notice. Firms should always seek legal and financial advice specific to their unique situation and objectives.

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