FRT joins the SEC, FBI, FINRA and more at GAIM Regulation & Fund Governance

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November 19, 2014

FRT joins the SEC, FBI, FINRA and more at GAIM Regulation & Fund Governance

Rob Adler, President at Financial Recovery Technologies, will be presenting at this year’s GAIM Regulation & Fund Governance conference on December 4 in New York City. He will be addressing industry changes as a consequence of the reshaping of securities litigation on the part of Congress and the Supreme Court. The discussion will address how asset managers are considering securities litigation in the context of fiduciary duty, as well as from a financial and strategic vantage point.

gaim regAt GAIM Regulation & Fund Governance you’ll meet with regulators, industry leaders and experts in exclusive boardroom sessions; all of your questions will be answered and you will return to the office with the latest updates on complicated regulatory requirements and fund dispute resolutions.

Download the complete agenda to see more about specific topics.

Friends of FRT will receive a special 20% discount when registering with the code XU2191RA – Register here.

We look forward to seeing you in NYC on December 4th.

About FRT

U.S. CLAIMS  I  GLOBAL GROUP LITIGATION  I  ANTITRUST  I  LITIGATION MONITORING  I  BUYOUTS

Founded in 2008, Financial Recovery Technologies (FRT) is the leading technology-based services firm that helps the investment community identify eligibility, file claims and collect funds made available in securities and other class action settlements. Offering the most comprehensive range of claim filing and monitoring services available, we provide best-in-class eligibility analysis, disbursement auditing and client reporting, and deliver the highest level of accuracy, accountability and transparency available. For more information, go to www.frtservices.com.

This communication and the content found by following any link herein are being provided to you by Financial Recovery Technologies (FRT) for informational purposes only and does not constitute advice. All material presented herein is believed to be reliable but FRT makes no representation or warranty with respect to this communication or such content and expressly disclaims any implied warranty under law. Opinions expressed in this communication may change without prior notice. Firms should always seek legal and financial advice specific to their unique situation and objectives.

ABOUT FINANCIAL RECOVERY TECHNOLOGIES
SETTLED  I  NON-US GLOBAL OPT-IN  I  ANTITRUST  I  GLOBAL PASSIVE  I  DIRECT OPT-OUT  I  BUYOUTS

Founded in 2008, Financial Recovery Technologies (FRT) is a leading technology-based services firm that helps the investment community identify eligibility, file claims and collect funds made available in securities and other class action settlements. Offering the most comprehensive range of claim filing and monitoring services available, we provide best-in-class eligibility analysis, disbursement auditing and client reporting, and deliver the highest level of accuracy, accountability and transparency available. For more information, go to www.frtservices.com.

 

This communication and the content found by following any link herein are being provided to you by Financial Recovery Technologies (FRT) for informational purposes only and does not constitute advice. All material presented herein is believed to be reliable but FRT makes no representation or warranty with respect to this communication or such content and expressly disclaims any implied warranty under law. Opinions expressed in this communication may change without prior notice. Firms should always seek legal and financial advice specific to their unique situation and objectives.